{"code":"FIN","codeName":"Financial Code","section":"18427.3","citation":"Fin. Code, § 18427.3","status":"in-force","lawOn":"2026-09-28","headings":[{"name":"DIVISION 7. INDUSTRIAL LOAN COMPANIES [18000. - 18707.]","url":"https://blackletter.si/financial-code/division-7"},{"name":"CHAPTER 5. Administration and Powers of the Commissioner [18339. - 18427.11.]","url":"https://blackletter.si/financial-code/division-7/chapter-5"},{"name":"ARTICLE 5. Securities Transactions [18427. - 18427.11.]","url":"https://blackletter.si/financial-code/division-7/chapter-5/article-5"}],"history":"Repealed and added by Stats. 1996, Ch. 1064, Sec. 604.   Effective January 1, 1997.   Operative July 1, 1997.","effective":"1997-01-01","html":"<p>The commissioner shall charge and collect fees for applications filed under this article as fixed in this section.</p><p>(a) The fee for a negotiating permit shall be fifty dollars ($50).</p><p>(b) The fee for a permit to exchange a security or to make any change in the rights, preferences, privileges, or restrictions of or on outstanding securities shall be fifty dollars ($50).</p><p>(c) The fee for any permit to sell securities other than as specified in subdivision (b) shall be one hundred dollars ($100) plus one-tenth of one percent of the aggregate value of the securities sought to be sold, up to a maximum aggregate fee of one thousand seven hundred fifty dollars ($1,750).</p>","text":"The commissioner shall charge and collect fees for applications filed under this article as fixed in this section. (a) The fee for a negotiating permit shall be fifty dollars ($50). (b) The fee for a permit to exchange a security or to make any change in the rights, preferences, privileges, or restrictions of or on outstanding securities shall be fifty dollars ($50). (c) The fee for any permit to sell securities other than as specified in subdivision (b) shall be one hundred dollars ($100) plus one-tenth of one percent of the aggregate value of the securities sought to be sold, up to a maximum aggregate fee of one thousand seven hundred fifty dollars ($1,750).","otherVersions":[],"url":"https://blackletter.si/financial-code/securities-transactions-18427-3","source":"California Legislative Information bulk export (pubinfo)"}