CHAPTER 4. Registration

Chapter 4 added by Stats. 1996, Ch. 497, Sec. 9.

§§ 8401–8407 · 7 sections

• § 8401 (a) If a certificated security in registered form is presented to an issuer with a request to register transfer or an instruction is presented to an issuer…
• § 8402 (a) An issuer may require the following assurance that each necessary endorsement or each instruction is genuine and authorized: (1) In all cases, a guaranty…
• § 8403 (a) A person who is an appropriate person to make an endorsement or originate an instruction may demand that the issuer not register transfer of a security by…
• § 8404 (a) Except as otherwise provided in Section 8406, an issuer is liable for wrongful registration of transfer if the issuer has registered a transfer of a…
• § 8405 (a) If an owner of a certificated security, whether in registered or bearer form, claims that the certificate has been lost, destroyed, or wrongfully taken,…
• § 8406 If a security certificate has been lost, apparently destroyed, or wrongfully taken, and the owner fails to notify the issuer of that fact within a reasonable…
• § 8407 A person acting as authenticating trustee, transfer agent, registrar, or other agent for an issuer in the registration of a transfer of its securities, in the…