PART 7. ADMINISTRATION [25604. - 25620.]
Part 7 added by Stats. 1968, Ch. 88.
§§ 25604–25620 · 22 sections
- § 25604 The administration and enforcement of, and the education of the public relative to, the laws and programs of the Department of Financial Protection and…
- § 25605 (a) The commissioner may publish any information filed with him or obtained by him, if, in the judgment of the commissioner, such action is in the public…
- § 25606 (a) The Attorney General shall render to the commissioner opinions upon all questions of law, relating to the construction or interpretation of any law under…
- § 25607 (a) Neither the commissioner nor any of the commissioner’s assistants, clerks, or deputies shall be interested as a director, officer, shareholder, member…
- § 25608 (a) The commissioner shall charge and collect the fees fixed in this section and Section 25608.1. All fees charged and collected under this section and Section…
- § 25608.1 (a) The fee for an investment company filing a notice pursuant to subdivision (b) of Section 25100.1 is two hundred dollars ($200) plus one-fifth of 1 percent…
- § 25608.2 Commencing July 1, 2000, the fee provisions of subdivision (c) of Section 25608, as they apply to the fee for filing a notice pursuant to paragraph (4) of…
- § 25608.3 (a) Notwithstanding Sections 25608 and 25608.1, the commissioner may set any fee under those sections at an amount below the maximum fee set forth in those…
- § 25609 Every final order, decision, license, or other official act of the commissioner is subject to judicial review in accordance with law.
- § 25610 The commissioner may from time to time make, amend and rescind such rules, forms, and orders as are necessary to carry out the provisions of this law,…
- § 25611 The commissioner may prepare and make available to interested persons lists of persons whose securities are qualified for trading purposes in this state, are…
- § 25612 No rule, form or order may be made, amended, or rescinded unless the commissioner finds that the action is necessary or appropriate in the public interest or…
- § 25612.3 Unless otherwise provided by rule, the commissioner shall require the use of the following forms: (a) Form BD (Uniform Application for Broker-Dealer…
- § 25612.5 (a) To encourage uniform interpretation and administration of this law and the Franchise Investment Law (Division 5 (commencing with Section 31000)) and…
- § 25613 The commissioner may by rule or order prescribe (1) the form and content of financial statements required under this law, (2) the circumstances under which…
- § 25614 All rules of the commissioner (other than those relating solely to the internal administration of the Department of Financial Protection and Innovation) shall…
- § 25615 A document is filed when it is received by the commissioner; but no qualification of the sale of securities shall become effective until the appropriate fee…
- § 25616 The commissioner shall keep an index of all qualifications which are or have ever been effective, all denial, suspension, or revocation orders which have been…
- § 25617 Upon request and at such reasonable charges as he prescribes by rule, the commissioner shall furnish to any person photostatic or other copies (certified under…
- § 25618 The commissioner in his discretion may honor requests from interested persons for interpretive opinions.
- § 25619 (a) The commissioner may destroy any applications, notices, orders, permits, and revoked or surrendered certificates, together with the files and folders, as…
- § 25620 (a) Notwithstanding any other law, the commissioner may by rule or order prescribe circumstances under which to accept electronic records or electronic…