ARTICLE 2. Definitions [28030. - 28049.]
Article 2 added by Stats. 1998, Ch. 668, Sec. 3.
§§ 28030–28049 · 21 sections
- § 28030 Subject to additional definitions contained in this division which are applicable to specific provisions of this division, and unless the context otherwise…
- § 28031 “Accredited investor” means a person who is defined in Section 2(a)(15) of the Securities Act of 1933, or any other person that the Securities and Exchange…
- § 28032 “Affiliate” means any person or persons controlling, controlled by, or under common control with, other specified persons.
- § 28033 “Commissioner” means the Commissioner of Financial Protection and Innovation or their designee with respect to a particular matter.
- § 28034 “Company” means a corporation, limited partnership, limited liability company, or other form of business entity, which is organized under the laws of the State…
- § 28035 “Control” means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a specified person.
- § 28036 “Controlling person,” when used with respect to a specified person, means any person who controls the specified person, directly or indirectly, through one or…
- § 28037 “Insolvent,” when used with respect to any person, means a person who has ceased to pay his or her debts in the ordinary course of business, who cannot pay his…
- § 28038 “License” means a license issued under this division authorizing a licensee to transact business as a capital access company.
- § 28039 “Licensee” means a company that is licensed under this division.
- § 28040 “Officer” means either of the following: (a) When used with respect to a corporation, any person appointed or designated as an officer of the corporation by or…
- § 28041 “Order” means any approval, consent, authorization, exemption, denial, prohibition, or requirement applicable to a specific case issued by the commissioner.…
- § 28042 “Parent,” when used with respect to a specified person other than a natural person, means any person other than a natural person that controls the specified…
- § 28043 “Person” means any natural person, proprietorship, joint venture, partnership, trust, business trust, syndicate, association, joint stock company, corporation,…
- § 28044 “Principal security holder,” means any person who owns, directly or indirectly, of record or beneficially, securities representing 10 percent or more of the…
- § 28045 “To provide financing assistance to a person” means to purchase securities issued by the person, either directly from the person, or indirectly through a…
- § 28046 “Security” has the meaning set forth in Section 25019.
- § 28047 “Small business firm” means a person that proposes to transact, or transacts, business on a regular and continuous basis in California and, together with its…
- § 28047.1 “Smaller business firm” means a person that proposes to transact, or transacts, business on a regular and continuous basis in California and, together with its…
- § 28048 “Subsidiary,” when used with respect to a specified person other than a natural person, means any person other than a natural person controlled by the…
- § 28049 “Voting power” has the meaning set forth in Section 194.5.