DIVISION 4. BUCKET SHOP LAW [29000. - 29201.]
Division 4 added by Stats. 1949, Ch. 386.
§§ 29000–29201 · 17 sections
CHAPTER 1. Definitions §§ 29000–29008 · 9 sections
- § 29000 Unless the provision or the context otherwise requires, the definitions set forth in this chapter govern the construction of this division.
- § 29001 “Person” means an individual, partnership, corporation, limited liability company, or association, either domestic or foreign, whether acting in his or her own…
- § 29002 (a) “Trustee” means a person executing a trust, as defined in this section. (b) “Trust” means any voluntary trust expressly created by or declared in an…
- § 29003 “Contract” includes any agreement, trade, or transaction.
- § 29004 “Securities” means all shares in any corporation or association or of trustees, bonds, coupons, scrip, rights, choses in action, and other evidences of debt or…
- § 29005 “Commodities” means anything movable that is bought and sold.
- § 29006 “Bucket shop” means any room, office, store, building, or other place where any bucketing or bucket shopping contract is made or offered to be made.
- § 29007 “Keeper” means any person owning, keeping, managing, operating, or promoting a bucket shop, or assisting to keep, manage, operate, or promote a bucket shop.
- § 29008 “Bucketing” or “bucket shopping” means any of the following: (a) Making or offering to make any contract respecting the purchase or sale of any securities or…
CHAPTER 2. Prohibited Activities §§ 29100–29105 · 6 sections
- § 29100 Any person who makes or offers to make any contract constituting bucketing under Section 29008, or who makes any sale constituting bucketing under Section…
- § 29101 Any person who communicates, receives, exhibits, or displays in any manner any statement of quotations of prices of any securities or commodities, with an…
- § 29102 The felonies specified in this chapter are punishable, for each offense, if the offender is a corporation, by a fine of not less than one thousand dollars…
- § 29103 The prosecution, conviction, and punishment of a corporation under any provision of this chapter shall not be deemed to be a prosecution, conviction, or…
- § 29104 All contracts for the purchase or sale of shares of the capital stock of any corporation or association without any intention on the part of one party to…
- § 29105 (a) It is unlawful for any person to knowingly alter, destroy, mutilate, conceal, cover up, falsify, or make a false entry in any record, document, or tangible…
CHAPTER 3. Required Records and Statements §§ 29200–29201 · 2 sections
- § 29200 Every person doing business as a broker or making contracts as a broker or agent for the purchase or sale of any securities or commodities on any board of…
- § 29201 Every person shall, upon written demand therefor, furnish to any customer or principal for whom he has executed any order for the actual purchase or sale of…