CHAPTER 3. Required Records and Statements [29200. - 29201.]

Chapter 3 added by Stats. 1949, Ch. 386.

§§ 29200–29201 · 2 sections

• § 29200 Every person doing business as a broker or making contracts as a broker or agent for the purchase or sale of any securities or commodities on any board of…
• § 29201 Every person shall, upon written demand therefor, furnish to any customer or principal for whom he has executed any order for the actual purchase or sale of…