CHAPTER 5. Authority of the Commissioner
Chapter 5 added by Stats. 1968, Ch. 88.
§§ 25140–25151 · 12 sections
- § 25140 (a) (1) The commissioner may issue a stop order denying effectiveness to, or suspending or revoking the effectiveness of, any qualification of an underwritten…
- § 25141 The commissioner may impose as a condition of qualification under Chapter 2 (commencing with Section 25110) or Chapter 3 (commencing with Section 25120) of…
- § 25142 When application is made for a permit to issue securities or to deliver other consideration (whether or not the security or transaction is exempt from…
- § 25143 (a) The commissioner may by order summarily postpone or suspend the effectiveness of any qualification pending final determination of any proceeding under this…
- § 25144 The commissioner may vacate or modify a stop order if he finds that the conditions which caused its entry have changed or that it is otherwise in the public…
- § 25145 Every issuer qualifying securities for sale in this state shall at all times keep and maintain a complete set of books, records, and accounts of such sales and…
- § 25146 For a period of 18 months after the qualification is effective, the commissioner may by rule or order require an issuer who has filed an application to file…
- § 25147 The commissioner may by rule or order require as a condition of qualification that any security qualified under Section 25113 be sold only on a specified form…
- § 25148 Except in cases where the delivery of a prospectus or proxy statement is required under the Securities Act of 1933 or the Securities Exchange Act of 1934, the…
- § 25149 The commissioner may act as escrow holder for securities required to be deposited in escrow by his order.
- § 25150 The commissioner may accept and act upon the opinions, appraisements and reports of any engineers, appraisers, or other experts which may be presented by an…
- § 25151 (a) Upon the filing of a written request for the consent to transfer securities referred to in Section 25133, accompanied by such information and documents as…