PART 5. FRAUDULENT AND PROHIBITED PRACTICES

Part 5 added by Stats. 1968, Ch. 88.

§§ 25400–25404 · 5 sections

• § 25400 It is unlawful for any person, directly or indirectly, in this state: (a) For the purpose of creating a false or misleading appearance of active trading in any…
• § 25401 It is unlawful for any person to offer or sell a security in this state, or to buy or offer to buy a security in this state, by means of any written or oral…
• § 25402 It is unlawful for an issuer or any person who is an officer, director or controlling person of an issuer or any other person whose relationship to the issuer…
• § 25403 (a) Every person who with knowledge directly or indirectly controls and induces any person to violate any provision of this division or any rule or order…
• § 25404 (a) It is unlawful for any person to knowingly alter, destroy, mutilate, conceal, cover up, falsify, or make a false entry in any record, document, or tangible…