CHAPTER 4. Nonissuer Transactions

Chapter 4 added by Stats. 1968, Ch. 88.

§§ 25130–25134 · 5 sections

• § 25130 It is unlawful for any person to offer or sell any security in this state in any nonissuer transaction unless it is qualified for such sale under this chapter…
• § 25131 (a) The securities to be offered or sold in a nonissuer transaction, which are not eligible for qualification under Section 25111, shall be qualified by…
• § 25132 Every qualification under this chapter and every qualification of a nonissuer transaction under Section 25111 is effective for 12 months from its effective…
• § 25133 It is unlawful for any person without the written consent of the commissioner to consummate the sale or transfer of any securities heretofore or hereafter…
• § 25134 Every applicant seeking qualification for the sale of securities shall, upon request of the commissioner, furnish to the commissioner an authorization for…