CHAPTER 7. Records, Reports, and Examinations

Chapter 7 added by Stats. 1998, Ch. 668, Sec. 3.

§§ 28500–28505 · 6 sections

• § 28500 Each licensee shall make and keep books, accounts, and other records in the form and in the manner that the commissioner may by regulation or order require.…
• § 28501 Each licensee shall, not more than 90 days after the close of each of its fiscal years or within a longer period that the commissioner may by regulation or…
• § 28502 Each licensee, director, officer, and employee of a licensee, and each parent and subsidiary of a licensee shall file with the commissioner all reports that…
• § 28503 (a) The commissioner shall examine each licensee not less frequently than once each calendar year. (b) (1) The commissioner may at any time examine any…
• § 28504 (a) A licensee may, after the approval of the board of directors, executive committee, or other policy body of the licensee, cause or permit any other person…
• § 28505 Subject to the provisions of Rules 250.10 and 250.10.5 of the Commissioner of Financial Protection and Innovation (10 C.C.R. Secs. 250.10 and 250.10.5), the…