CHAPTER 16. Regulation of Financial Institutions and Securities

Chapter 16 added by Stats. 2021, Ch. 614, Sec. 2.

§§ 7929.000–7929.011 · 4 sections

• § 7929.000 Except as provided in Sections 7924.510, 7924.700, and 7929.610, this division does not require disclosure of records contained in, or related to, any of the…
• § 7929.005 (a) Any information reported to the North American Securities Administrators Association/Financial Industry Regulatory Authority and compiled as disciplinary…
• § 7929.010 (a) For purposes of this section, the following definitions apply: (1) “Customer” means a person or entity that has transacted or is transacting business with…
• § 7929.011 (a) Notwithstanding any other provision of this chapter, the following information and records of a bank, as defined in Section 63010, shall not be subject to…