ARTICLE 2.5. Sale of Securities

Article 2.5 added by Stats. 1979, Ch. 388.

§§ 53690–53692 · 3 sections

• § 53690 For the purposes of this article: (a) “Local agency” means a county, city, city and county, redevelopment agency, public district, joint powers authority, or…
• § 53691 (a) A financial advisory relationship shall be deemed to exist when a broker, dealer, or municipal securities dealer renders, or enters into an agreement to…
• § 53692 In addition to any other requirement imposed by law, at least 15 days prior to the sale of any public securities that exceed one million dollars ($1,000,000)…