ARTICLE 10. Securities and Commodities

Article 10 added by Stats. 2003, Ch. 876, Sec. 13.

§§ 12657–12661 · 5 sections

• § 12657 For purposes of this article, the following terms shall have the following meanings: (a) “Securities law” shall mean the Corporate Securities Law of 1968…
• § 12658 (a) Whenever it appears to the Attorney General that any person has engaged or is about to engage in any act or practice constituting a violation of the…
• § 12659 (a) The Attorney General, in their discretion, (1) may make public or private investigations within or outside of this state that the Attorney General deems…
• § 12660 (a) Any person who violates any provision of the securities law or the commodities law shall be liable for a civil penalty not to exceed twenty-five thousand…
• § 12661 (a) The Attorney General may take any actions as are authorized by Section 6d of the federal Commodity Exchange Act (7 U.S.C. Sec. 1 et seq.) as amended before…