CHAPTER 4. Operations [450. - 464.]
Chapter 4 added by Stats. 2011, Ch. 243, Sec. 2.
§§ 450–464 · 15 sections
- § 450 (a) In this section, “governmental agency” includes, without limitation, any agency of this state, of any other state of the United States, of the United…
- § 451 With the prior approval of the commissioner, a foreign (other state) or foreign (other nation) financial institutions regulatory agency may examine a licensee…
- § 452 (a) Directors, officers, employees, attorneys, accountants, or consultants of a licensee may not disclose in any manner to any person confidential information…
- § 453 Every licensee shall make and file with the commissioner whenever required by him or her a report in any form as the commissioner may prescribe and verified in…
- § 454 The commissioner shall call for the report specified in Section 453 from all licensees at least four times each year upon dates selected by the commissioner.
- § 455 The commissioner may at any time require any licensee to make and file with him or her a special report furnishing any information as the commissioner may…
- § 456 Every licensee shall keep its corporate records, financial records, and books of account in words and figures of the English language and in form satisfactory…
- § 457 Every licensee shall notify the commissioner of any change in the following officers of the licensee, to the extent that those officers exist within the…
- § 458 (a) Each report required under this article, or under any other provision of law administered by the commissioner, shall be filed with the commissioner at the…
- § 459 (a) Every licensee shall file with the commissioner one copy of all material filed by the licensee with a federal agency that is charged with the supervision…
- § 460 Any person intentionally making a false statement in any report required to be rendered under this article or other provision of law administered by the…
- § 461 Any debt due a licensee on which interest is past due and unpaid for the period of one year shall be charged off, unless the debt is well secured or is in…
- § 462 Any person that provides services to any licensee, at the request of the commissioner, shall submit to an examination by the commissioner. Should the…
- § 463 (a) All references in this code and the Corporations Code to financial statements, balance sheets, income statements, and statements of changes in financial…
- § 464 (a) An officer of a financial institution, within the meaning of Section 1101(1) of the federal Right to Financial Privacy Act of 1978 (12 U.S.C. Sec.…