CHAPTER 3. Revocation of License [30600. - 30609.]
Chapter 3 added by Stats. 1972, Ch. 1057.
§§ 30600–30609 · 10 sections
- § 30600 A security depository license remains in effect until surrendered, revoked or suspended.
- § 30601 If the commissioner has reason to believe that a licensed securities depository has violated its articles of incorporation, or any law or rule binding upon it,…
- § 30602 If any licensed securities depository fails to make any report required by law or by the commissioner within 10 days from the day designated for the making of…
- § 30603 If it appears to the commissioner that any licensed securities depository located within this state is conducting business in an unsafe or injurious manner, he…
- § 30604 An order issued pursuant to Section 30601 or 30603 shall require the licensed securities depository to show cause before the commissioner, at a time fixed by…
- § 30605 The licensed securities depository has 10 days after an order is made final in which to commence action to restrain enforcement of such order, and unless such…
- § 30606 (a) If a securities depository fails to comply with a final order and has not secured a court order restraining the enforcement of the final order, the…
- § 30607 The commissioner may commence and prosecute actions and proceedings to enjoin violations of this division or violations of orders or decisions of the…
- § 30608 The commissioner may, after notice and a reasonable opportunity to be heard, suspend, revoke, or decline to renew any license if he finds that: (a) The…
- § 30609 (a) The commissioner may, after appropriate notice and opportunity for hearing, by order, censure or suspend for a period not exceeding 12 months, or bar from…