CHAPTER 12. Crimes and Criminal Penalties [31800. - 31881.]
Chapter 12 added by Stats. 1977, Ch. 1164.
§§ 31800–31881 · 15 sections
ARTICLE 1. General Provisions §§ 31800–31802 · 3 sections
- § 31800 It shall be unlawful for any person willfully to make any untrue statement of a material fact in any application or report filed with the commissioner under…
- § 31801 It shall be unlawful for any person having custody of any of the books, accounts, or other records of a licensee willfully to refuse to allow the commissioner,…
- § 31802 It shall be unlawful for any person, with intent to deceive any director, officer, employee, auditor, or attorney of a licensee, the commissioner, or any…
ARTICLE 2. Conflicts of Interest §§ 31820–31829 · 10 sections
- § 31820 In this article, unless the context otherwise requires: (a) “Adviser,” when used with respect to a licensee, means any person who regularly provides legal,…
- § 31821 (a) The commissioner may, by such regulations or orders as he or she deems necessary and appropriate, either unconditionally or upon specified terms and…
- § 31822 It shall be unlawful for any licensee, directly or indirectly, to provide financing assistance to any of its associates.
- § 31823 (a) It shall be unlawful for any licensee, directly or indirectly, to provide financing assistance to any associate of another licensee if any associate of the…
- § 31824 It shall be unlawful for any licensee or for any associate of a licensee, directly or indirectly, to borrow money from: (a) Any person to which such licensee…
- § 31825 It shall be unlawful for any licensee, directly or indirectly, to provide financing assistance to discharge, or to free other funds for use in discharging, in…
- § 31826 It shall be unlawful for any licensee, directly or indirectly, to provide financing assistance for the purchase of property from any associate of such licensee.
- § 31827 It shall be unlawful for any licensee, directly or indirectly, to provide financing assistance to any person to whom any associate of such licensee provides…
- § 31828 It shall be unlawful for any associate of a licensee, directly or indirectly, to receive from any person to whom such licensee provides financing assistance,…
- § 31829 It shall be unlawful for any licensee, directly or indirectly, to sell or otherwise transfer any of its assets to any of its associates.
ARTICLE 3. Criminal Penalties §§ 31880–31881 · 2 sections
- § 31880 Any person who violates any provision of this chapter shall upon conviction be fined not more than ten thousand dollars ($10,000) or be imprisoned pursuant to…
- § 31881 Nothing in this division limits the power of the state to punish any person for any act which constitutes a crime under any statute.