ARTICLE 2. Conflicts of Interest [31820. - 31829.]

Article 2 added by Stats. 1977, Ch. 1164.

§§ 31820–31829 · 10 sections

• § 31820 In this article, unless the context otherwise requires: (a) “Adviser,” when used with respect to a licensee, means any person who regularly provides legal,…
• § 31821 (a) The commissioner may, by such regulations or orders as he or she deems necessary and appropriate, either unconditionally or upon specified terms and…
• § 31822 It shall be unlawful for any licensee, directly or indirectly, to provide financing assistance to any of its associates.
• § 31823 (a) It shall be unlawful for any licensee, directly or indirectly, to provide financing assistance to any associate of another licensee if any associate of the…
• § 31824 It shall be unlawful for any licensee or for any associate of a licensee, directly or indirectly, to borrow money from: (a) Any person to which such licensee…
• § 31825 It shall be unlawful for any licensee, directly or indirectly, to provide financing assistance to discharge, or to free other funds for use in discharging, in…
• § 31826 It shall be unlawful for any licensee, directly or indirectly, to provide financing assistance for the purchase of property from any associate of such licensee.
• § 31827 It shall be unlawful for any licensee, directly or indirectly, to provide financing assistance to any person to whom any associate of such licensee provides…
• § 31828 It shall be unlawful for any associate of a licensee, directly or indirectly, to receive from any person to whom such licensee provides financing assistance,…
• § 31829 It shall be unlawful for any licensee, directly or indirectly, to sell or otherwise transfer any of its assets to any of its associates.