CHAPTER 3. Examination [3301. - 3311.]

Chapter 3 added by Stats. 2023, Ch. 792, Sec. 1.

§§ 3301–3311 · 6 sections

• § 3301 (a) (1) (A) The department may, at any time and from time to time, examine the business and any office, within or outside this state, of any licensee, or any…
• § 3303 (a) A licensee shall maintain, for all digital financial asset business activity with, or on behalf of, a resident for five years after the date of the…
• § 3305 The department may cooperate, coordinate, jointly examine, consult, and share records and other information with a self-regulatory organization, a federal or…
• § 3307 (a) A licensee shall file with the department a report of the following, as may be applicable: (1) A material change in information in the application for a…
• § 3309 (a) For purposes of this section, “proposed person to be in control” means the person that would control a licensee after a proposed transaction that would…
• § 3311 (a) Before a proposed merger or consolidation of a licensee with another person, the licensee shall submit all of the following, as applicable, to the…